MATHESON, Circuit Judge.
On June 3, 1999, inmate David Stone died after he was stabbed three times with a shank—a makeshift knife—while located in the recreation yard at the United States Penitentiary in Florence, Colorado ("USP Florence"). A federal grand jury indicted inmate Mark Jordan for the murder of Mr. Stone and three related assaults. In 2005, a jury found him guilty on all counts.
In 2012, Sean Riker, another inmate who was present in the prison recreation yard on June 3, 1999, confessed to stabbing Mr. Stone and agreed to provide Mr. Jordan's counsel a DNA sample. Mr. Jordan's DNA expert then linked Mr. Riker's DNA to DNA found on the murder weapon. Based on Mr. Riker's confession and the new DNA analysis, Mr. Jordan moved for a new trial under Federal Rule of Criminal Procedure 33 due to newly discovered evidence.
The same district court judge who had presided over the trial held a Rule 33 evidentiary hearing. The defense first
Mr. Jordan appeals on two grounds. First, he argues the district court should not have admitted and considered new government evidence. He argues that Rule 33 permits consideration only of (1) evidence admitted at trial and (2) newly discovered evidence offered by the defendant. Based on these two types of evidence alone, he contends that he satisfied his burden under Rule 33 to warrant a new trial. Second, he argues that, even if Rule 33 permits new government evidence, the Federal Rules of Evidence and the Confrontation Clause each should have barred admission of Mr. Stone's dying declarations.
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
The following undisputed facts are taken from our opinion affirming Mr. Jordan's convictions and sentence on direct appeal:
We affirmed Mr. Jordan's conviction and sentence on direct appeal. Id. at 1216. He then filed a motion for additional DNA testing under the Innocence Protection Act of 2005 ("IPA"), 18 U.S.C. § 3600, and a related motion to require the Government to preserve his trial evidence. The district court denied the first motion and dismissed the second as moot. We affirmed its decision as to both. See United States v. Jordan, 594 F.3d 1265, 1266 (10th Cir. 2010). Mr. Jordan also moved for relief under 28 U.S.C. § 2255 based in part on ineffective assistance of counsel and the results he anticipated from additional DNA testing. The district court denied that motion, United States v. Jordan, No. 04-cr-00229-LTB, at 123-24 (D.Colo. Jan. 21, 2011) (unpublished), ECF No. 639, and we denied a certificate of appealability for Mr. Jordan to appeal that denial, United States v. Jordan, 461 Fed.Appx. 771, 773 (10th Cir.2012) (unpublished).
After obtaining Mr. Riker's confession and the new DNA analysis, Mr. Jordan moved for a new trial under Rule 33 based on newly discovered evidence. He also moved for authorization to file a second or successive § 2255 motion, which we granted. See In re Mark Jordan, No. 13-1436, at 1 (10th Cir. Nov. 14, 2013) (unpublished). Although he filed his § 2255 motion, he elected to dismiss it and rely solely on his Rule 33 motion for relief.
The parties presented the following evidence at the Rule 33 hearing.
Mr. Jordan introduced the new DNA analysis and Mr. Riker's statements.
Mr. Jordan called Dr. Roger Vincent Miller, a DNA expert, to testify during the Rule 33 hearing. Consistent with other DNA experts who had testified at the trial, Dr. Miller testified that the DNA on the shank came from more than one person and the "major source" contributor was Mr. Stone. ROA, Vol. 4 at 228. The experts at trial, who had lacked a DNA sample from Mr. Riker, had been unable to identify the minor source contributor. Using the new DNA samples from Mr. Riker, Dr. Miller conducted additional analysis. He testified that, based on his analysis, Mr. Riker "could not be excluded as a contributor to the shank handle." Id. at 212. He further testified he "would expect to be able to exclude all but one in
In April and September 2012, Mr. Riker wrote two letters to Mr. Jordan's counsel. The first letter stated Mr. Jordan was innocent. The second reversed course, asserting Mr. Jordan killed Mr. Stone. One month after sending the second letter, Mr. Riker sent a third letter to Mr. Jordan's trial prosecutor, confessing to the murder of Mr. Stone. The letter said Mr. Riker stabbed Mr. Stone in the back and then passed the shank to Mr. Jordan.
In November 2012, Mr. Riker sent another letter to Mr. Jordan's counsel, again confessing to the crime. In yet another letter to the same attorney, he reiterated Mr. Jordan's innocence, stating, "I am trying to set him free and trade places w[ith] him. I want to go to the feds." Aplee. Suppl. App. at 26.
Mr. Riker wrote these letters while serving a sentence of over 200 years in Wisconsin state prison for abusing his ex-wife and sexually abusing her children, along with various other crimes.
In April 2013, Mr. Riker signed a sworn and notarized declaration, prepared by Mr. Jordan's attorneys and hand-edited by himself, confessing to the crime and stating the following: On the morning of the murder, Mr. Jordan asked Mr. Riker to make him a knife, explaining that an inmate had threatened to attack him. Mr. Riker responded by making him a shank. Later that day, while Mr. Stone, Mr. Riker, and Mr. Jordan were gathered together in the recreation yard, an argument began. Mr. Riker and Mr. Jordan walked away together, at which point Mr. Riker took the shank back from Mr. Jordan and stabbed Mr. Stone. During the resulting commotion, Mr. Riker "forced Jordan to take the knife and told him to run." Aplt. Suppl. App., Vol. 1 at 5, ¶ 10.
Mr. Riker subsequently wrote another letter to Mr. Jordan's counsel, revoking his confession and stating he would assert his Fifth Amendment right to remain silent if called to the stand.
On June 26, 2014, the defense called Mr. Riker to testify at the Rule 33 hearing. Mr. Riker repeatedly testified that his previous confessions were lies and that Mr. Jordan had stabbed Mr. Stone. He also testified he touched the weapon the day of the stabbing. While he was in a cell with a friend, the friend "whip[ped] out the knife and [went] to stab [him] in [his] stomach, playfully." ROA, Vol. 4 at 125. Mr. Riker "grabbed ahold of it and . . . said, `Quit [messing] around.'" Id. He also stated he had lied when he confessed to the murder because he thought he would be better off a murderer in a federal prison than a child molester in a state prison. During the course of Mr. Riker's testimony, the aforementioned letters and declaration were presented to the district court.
The prosecution then called six witnesses. None had testified at trial. The first four testified about Mr. Stone's alleged dying declarations, which identified Mr. Jordan as the killer. The fifth government witness, Larry Rasnick, testified he was a USP Florence inmate on the day of the incident, was present in the recreation yard, and saw Mr. Jordan stab Mr. Stone. The sixth witness, BOP official Walter Clark, testified that, about one month before the stabbing, Mr. Jordan requested single-cell housing, and his request was denied. Mr. Clark testified that Mr. Jordan asked if he needed to kill someone to get a single cell.
The defense then called Mr. Jordan as a rebuttal witness. He testified as follows: Before the stabbing, Mr. Riker and Mr. Stone had argued. Mr. Jordan did not see Mr. Riker stab Mr. Stone, but, upon hearing the commotion, he turned and saw Mr. Stone start running. Mr. Riker handed Mr. Jordan the murder weapon and told him to go. Panicked and disoriented, Mr. Jordan started running behind Mr. Stone with the shank in hand. Mr. Jordan then ran in a different direction and threw the shank on top of a housing unit.
In deciding Mr. Jordan's motion for a new trial, the district court evaluated "all of the evidence that a jury would be likely to hear and consider were the defendant granted a new trial," reasoning "it would be a waste of judicial resources to grant Defendant's motion without considering evidence that will have a significant impact on whether Defendant is likely to be acquitted at a new trial." ROA, Vol. 1 at 1915 (quotations omitted).
Beginning with the new DNA analysis, the district court found that Dr. Miller's conclusions proved nothing more than the undisputed fact from the trial evidence that Mr. Riker touched the shank. As to Mr. Riker, the court concluded he was "simply not credible in any respect." ROA, Vol. 1 at 3101, ¶ 13. The court stated Mr. Riker had "serious credibility problems such that neither his statements admitting to stabbing Stone [n]or his statements denying that he did so are credible." Id. at 3090, ¶ 26.
Turning to the Government's case, the district court found the witness testimony credible. Lastly, it found that Mr. Jordan's rebuttal testimony lacked credibility, as it contradicted his own statements in his § 2255 motion, the eyewitness accounts, and Mr. Stone's dying declarations. The court also found his credibility was "significantly undermined by the tremendous benefit to him if his murder sentence was vacated at a new trial." Id. at 3097, ¶ 62.
Viewing this evidence as a whole, the district court concluded a jury would probably not acquit Mr. Jordan. It therefore denied his motion for a new trial.
Mr. Jordan appeals on two grounds. First, he argues the district court erroneously relied on new government evidence. He contends that Rule 33 permits a court to consider only evidence admitted at trial and newly discovered evidence offered by the defendant, not new government evidence. Second, he contends that, even if Rule 33 permits consideration of new government evidence, the court should have excluded the Government's new evidence of Mr. Stone's dying declarations under Federal Rule of Evidence 804(b)(2) and the Confrontation Clause.
We affirm the district court's denial of Mr. Jordan's motion for a new trial. Mr. Jordan failed to carry his burden under Rule 33 based on adding his newly discovered evidence to the trial evidence. Any error the district court may have made in considering new government evidence was therefore harmless.
We review the denial of a motion for new trial based on newly discovered evidence for an abuse of discretion, United States v. McCullough, 457 F.3d 1150, 1167 (10th Cir.2006), which occurs when the district court's decision is "arbitrary, capricious, whimsical, or manifestly unreasonable." Id. (quotations omitted).
"Abuse-of-discretion review ordinarily includes review of any legal conclusions de novo and any factual findings for clear error." United States v. Ray, 704 F.3d 1307, 1315 (10th Cir.2013); see United States v. Hicks, 779 F.3d 1163, 1170 (10th Cir.2015); United States v. Kieffer, 681 F.3d 1143, 1164 (10th Cir.2012). We will not disturb factual findings "unless they have no basis in the record." United States v. Martin, 163 F.3d 1212, 1217 (10th Cir.1998).
"We defer to a district court's credibility determinations when reviewing a district court's findings of fact under a clearly erroneous standard." United States v. Minjares-Alvarez, 264 F.3d 980, 988 (10th Cir.2001). A credibility determination commands "even greater deference to the trial court's findings" than do other findings of fact. Anderson v. City of Bessemer, 470 U.S. 564, 575, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985). We therefore "especially defer" to a district court's findings on "witness[] credibility." United States v. Ortiz, 25 F.3d 934, 935 (10th Cir.1994); see United States v. Clark, 57 F.3d 973, 977 (10th Cir.1995).
Federal Rule of Criminal Procedure 33(a) provides that "[u]pon the defendant's motion, the court may vacate any judgment and grant a new trial if the interest of justice so requires." A Rule 33(a) motion may be based on "newly discovered evidence." Fed.R.Crim.P.33(b)(1). "A motion for a new trial based on newly discovered evidence is not favorably regarded and should be granted only with great caution." McCullough, 457 F.3d at 1167 (quotations omitted). To prevail, a defendant must prove:
Id. (quotations omitted). The parties dispute only whether Mr. Jordan met his burden to satisfy the final requirement.
A district court serves as a "gatekeeper to a new trial, deciding in the first instance whether the defendant's proffered new evidence is credible." Id. (quotations omitted); see also United States v. Quintanilla, 193 F.3d 1139, 1146 (10th Cir.1999) ("[A] trial court is afforded discretion in ruling on such a motion, and is free to weigh the evidence and assess witness credibility. . . ."). We afford a district court broad discretion because "its vantage point as to the determinative factor—whether newly discovered evidence would have influenced the jury—has been informed by the trial over which it presided." United States v. Stewart, 433 F.3d 273, 296 (2d Cir.2006). "[H]aving presided over the trial, it is in a better position to decide what effect the newly discovered materials might have had on the jury." United States v. Gambino, 59 F.3d 353, 364 (2d Cir.1995).
Under Federal Rule of Criminal Procedure 52(a), "[a]ny error, defect, irregularity, or variance that does not affect substantial rights must be disregarded." An error that affects substantial rights is one with a "prejudicial effect on the outcome
We affirm the district court's denial of Mr. Jordan's motion for a new trial because he failed to meet his burden to show a jury would probably acquit him, as he must under Rule 33. We need not decide whether the Government should not have been allowed to present new evidence in general or new dying declaration evidence in particular because Mr. Jordan's new evidence did not warrant a new trial in the first place.
We begin with Dr. Miller's DNA analysis.
The same is true now. Mr. Riker stated repeatedly—both when confessing and withdrawing his confessions—that he touched the shank. The Government has never disputed this fact—neither at trial nor now. As a result, the new DNA analysis proves only old news; it in no way makes an acquittal more likely because it proves nothing more than an undisputed fact.
As for Mr. Riker, his letters and testimony reveal multiple inconsistencies. Pre-trial, he asserted Mr. Jordan was the killer. Post-trial, he confessed to Mr. Jordan's counsel, recanted his confession, and then confessed again to Mr. Jordan's prosecutor. He then continued confessing to Mr. Jordan's counsel and signed a sworn declaration to that end. Next, he revoked his confession and announced he would plead the Fifth if called to testify at Mr. Jordan's Rule 33 hearing. He again reversed course, agreeing to testify at that hearing, during which he repeatedly stated that his previous confessions were lies and that Mr. Jordan stabbed Mr. Stone. In one instance, he testified his statement to Mr. Jordan's prosecutor that "I lied to you for obvious reasons," Aplt. Suppl. App., Vol. 1 at 1, was a "complete lie," adding, "I'm a liar," ROA, Vol. 4 at 110-11. He also explained that he falsely confessed in the first place because he thought he would be better off serving time as a murderer in federal prison than a child molester in state prison.
These inconsistencies and Mr. Riker's incentive to confess falsely led the district court to conclude Mr. Riker was "simply not credible in any respect."
In light of the foregoing, we not only cannot conclude the court's credibility determination was clear error, we agree that Mr. Riker had "serious credibility problems such that neither his statements admitting to stabbing Stone [n]or his statements denying that he did so are credible." ROA Vol. 1 at 3090, ¶ 26. We conclude that the evidence regarding his confessions does not make Mr. Jordan's acquittal at a new trial probable.
Having examined Mr. Jordan's newly discovered evidence, we return to the evidence admitted at trial. Two inmates testified they saw Mr. Jordan stab Mr. Stone, after which Mr. Stone started running, and Mr. Jordan ran after him. A surveillance video and testimony from an assistant warden and two correction officers were consistent with the inmates' accounts. None of the newly discovered evidence undermines the jury's determination that the trial evidence proved Mr. Jordan's guilt beyond a reasonable doubt.
In short, Mr. Jordan failed to show a jury would probably acquit him based on the new DNA analysis and Mr. Riker's statements, viewed alongside the trial evidence. The district court found the new DNA evidence to be cumulative—the evidence confirmed the undisputed fact established at trial that Mr. Riker had touched the shank. The court also found Mr. Riker incredible.
We see no clear error or abuse of discretion in the district court's making these findings or concluding no new trial is warranted. Its reference to the Government's evidence of Mr. Stone's dying declarations to reinforce this conclusion does not alter that Mr. Jordan could not show with his new evidence that he was entitled to a new trial.
The district court did not detect any support for a new trial in the Government's evidence. Any error the district court may have committed under Rule 33 in considering new government evidence was harmless because eliminating the Government's new evidence would not cure Mr. Jordan's failure to meet his burden with his own.
We therefore affirm and decline Mr. Jordan's request to remand to the district court for further consideration of the new evidence.
For the foregoing reasons, we affirm the district court's denial of Mr. Jordan's motion for a new trial.
Id. at 1223 nn. 5-6 (internal record citations omitted).